Building on sell side order management and execution workflow, IOS Retail offers a significant feature-set for retail brokers.
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IOS Retail lets you manage client details, maintain a comprehensive archive of advice and order histories, and support tens of thousands of accounts and users.
Fully compliant retail solution.
IOS Retail fully caters to the Financial Services Reform Act (FSRA). This full service suite of tools lets you capture and manage all relevant information to the receipt and subsequent placement of retail client orders. All advice can be viewed and incorporated into reports at a later date.
Seamless account checks.
Accounts can be set to check against portfolio cash, holdings and option margins.
Margin lender and CFD support.
Margin lenders and Contracts for Difference (CFD) providers can set limits and maximum positions for each security, including short sell and trading availability.
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Features
- Captures all advice details
- Secure and efficient order management between advisors and operators
- Complete client details management
- Portfolio management and reporting
- Back office integration
- Fully compliant electronic order entry into multiple markets
- Direct Market Access (DMA)
- Audit trailing and compliance reporting
- Trading in CFDs and margin lending
Product: IOS+ Retail
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"All advice can be viewed historically and incorporated into reports."
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